Stock Brokers
Spend less time onboarding new clients by using nCino to automate your onboarding & FICA compliance process.
Trusted by hundreds of law firms, financial institutions, high-value goods dealers and other discerning businesses
Trusted by the Stock Brokers across South Africa
We have partnered with leading stockbrokers to simplify and automate their FICA compliance processes.
Seamless Client Onboarding
Say goodbye to chasing and checking documents.
No matter how complicated, nCino KYC will thrill your clients and compliance team with a remote, paperless
on-boarding experience.
Don’t waste valuable billing hours checking and chasing documents, let us do the hard work for you as we automatically verify information and documents received against third-party data sources.
Comprehensive Sanction & Watchlist Screening
During onboarding Client Due Diligence (CDD) should be top of mind for all brokerage businesses in order to truly know your client and eliminate the facilitation of money laundering tactics.
Our automated screening solutions will screen your clients in seconds. This includes screening them against local and global sanction lists, Prominent or Public Persons as well as adverse media.
Everything you need to be compliant is right here
If you are struggling to know where to start, or need to become compliant fast, we have the perfect end-to-end solution for you.
Our compliance experts have created FICA in-a-box for law firms, an out-the-box compliance solution specifically for law firms, that will ensure you are FICA compliant and ready for a FIC inspection.
Chat to us today to find out about the rapid rollout and how you can easily become (and remain) FICA compliant within days.
FICA Handbook for Financial Advisors
Get your copy of our handy guide that summarises the FIC Amendment Act specifically for the Financial Advisors.
nCino KYC is very user friendly and we love working on it
Alexia Pretorius
KYC Officer
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